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      FINRA

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      FINRA reviews

      Ok company - Principal Examiner FINRA Employee Review

      3.0
      16 Jun 2024
      Principal examiner
      Recommend
      CEO approval
      Business outlook

      Pros

      Fully remote, work life balance Is Great

      Cons

      Very difficult to advance after the principal position. Advancement is very political. Company is turning into an FBI graveyard w ex FBI agents trying to run FINRA like it’s the FBI. FINRA is not a fed agency w criminal authority. It’s a member organization with administrative proceedings for those who violate rules.

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      5.0
      22 May 2026
      Counsel
      Recommend
      CEO approval
      Business outlook

      Pros

      The hybrid work schedule and the flexibility I am afforded in addition to excellent benefits.

      Cons

      Lots of folks don't do their job and aren't let go.

      1
      4.0
      28 Jun 2026
      Exam manager
      Recommend
      CEO approval
      Business outlook

      Pros

      Great work life balance with a supportive and collaborative team. There are many opportunities to learn, both through jobs and training programs, making it a great place for professional development.

      Cons

      Career advancement opportunities can be limited. Frequent organizational restructuring can also create uncertainty and make it challenging to plan the long term.

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