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Compliance director Interview Questions


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Austin Energy
Compliance Director was asked...22 May 2010

What do you think will happen at FERC with regards to the Penalty Guidelines.

1 Answers

Well you can't predict the future! I just outlined the various factors that would influence what happens, and that seemed to go over okay. Less

Peabody Properties

Why I was looking for a new job.

1 Answers

The company I was working for at the time did not satisfy my expectations for various reasons. As a mid-level senior manager I was not included in meetings that had a direct impact on my department, my salary was not commiserate to the level and volume of work I was completing, nor was it comparable to industry standards. There was an overall feeling of not being respected or appreciated for my contributions. Less

Advisor Group

What is your experience regarding Security Risk & Compliance?

1 Answers

I referred to my experience building IT Security Risk and IT Compliance Programs. Less

Lowe's Home Improvement

Basically: How did you create your project so I can look good, to my bosses...

1 Answers

I didn’t give all the secrets


Any difficult and sensitive problems resolved? And how?

1 Answers

Yes, many. Told them how done, was impressed but apparently scared someone off.


Experience with compliance and administrative agencies.

1 Answers

A great deal in multiple jurisdictions and in all levels of government.

Simplex Healthcare

There really weren't any difficult or unexpected questions asked.

IHS Markit

What is your project management experience.

1 Answers

Laid out the various examples within my resume of projects from three different employers. Less


If you had four engineering resources available to you, how would you automate a process to track system access?

1 Answers

IMHO, too many unknown variables in this type of scenario to even be able to answer that sounds even half-way creditable. Less


Tell me about a system that has impressed you and your reasons for being impressed.

1 Answers

I spoke in-depth about Catchpoint--how I watched it evolve from an internal system to the fine company/service it is today. I don't think this was the answer the interviewer was looking for. He made a face. Less

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